§701 Registration of Investment Adviser Representatives (a) A person applying for a license as an investment adviser representative in Delaware shall make application for such license on Form U-4 (Uniform Application for Securities Industry Registration or Transfer). Amendments to such application shall also be made on Form U-4. (b) The applicant shall file the following items with the Commissioner: (i) the application on Form U-4; (ii) the fee required by Section 7314 of the Act; (iii) proof of compliance with Rule 710 by filing an Investment Adviser Representative Affidavit available at http://www.state.de.us/securities or by contacting the Division of Securities; and (iv) such other information as the Commissioner may reasonably require. (c) Registration expires at the end of the calendar year. Any investment adviser representative may renew his or her registration by filing with the Commissioner a letter of intent to renew and the fee required by Section 7314 of the Act."
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